144A Notes

144A Notes

Business Plan Adivsors can assist with your company’s 144A  or 144A offering. A 144A is an offering that is offered to US investors, known as QUBs, or qualified institutional buyers. QIBs have a certain amount of net-worth and are allowed to invest in 144A.  144A offerings are popular for debt offerings, and equity offerings.

144A Debt vs. Equity

Business Plan Adivsors assists with 144A offerings for debt offering, such as selling a note or bond, or an equity offering, such as selling stock or shares. Today, in many respects, a 144A debt offering is more popular than the equity. That is mainly due to the fact that in 144A bond (usually) the company will put forth its assets as collateral. In an equity deal there is simply more liability.

144A Bonds

144A bonds or 144A notes implies that an investor is going to raise capital from US investors and/or clear or settle with a US institution. A 144A offering memorandum or debt offering would need to be drafted in order to conduct a 144A debt offering.

Reg S

Reg S, or Regulation S, is somewhat the flip side of the 144A. A Reg S offering is an ‘offshore offering’. That is, it is conducted outside the US. Non-US residents are allowed to invest in Reg S offerings.

CUSIP and ISIN Numbers

Business Plan Adivsors helps companies obtain their ISIN or CUSIP numbers for 144A securities and offerings. Additionally, if your company issuing 144A or Reg S securities, or a 144A-Reg S mixture offering, usually an ISIN and CUSIP for both the 144A and Reg S offerings are needed. We can help.

Business Plan Advisors can assist with your 144A offering, Reg S offering, and help obtain ISIN and CUSIP numbers for the 144A/Reg S.

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